Legal Memorandum on
the Legal Status of the Republic of Nagorno Karabagh
By Adelaida Baghdasaryan
Question Presented
Whether the NKR population has the right
to self determination without violating any international
law and territorial integrity of Azerbaijan in particular,
and whether the legal status established by the legitimate
exercise of the right to self determination makes the NKR
qualify to the one of a state in accordance with Public
International Law.
Brief Answer
The NKR people possess the right to self
determination, which doesn't violate any international
norm and territorial integrity of Azerbaijan in particular,
as it is not applicable to the case of Karabakh, they (Karabakh
people) exercised this right through legitimate means,
which grants them a legal basis for the establishment of
independence and state, moreover nowadays situation in
NKR proves that all requirements imposed by PIL and Montevideo
Convention are met, therefore the NKR legally qualifies
as a state under PIL
Facts
Karabakh was a part
of historic Armenia starting the first millennium BC.
Azeris, or Tatars appeared hundreds of years later. As
of 1813 Gulistan Treaty between Persia and Russia Karabakh
was under Russian Empire rule by 1917 Russian Revolution.
In 1918 dispute over Karabakh territory between Armenia
and Azerbaijan began. Azerbaijan was supported by Turkey
in creating a new Turkish state, Azerbaijan , (first
experience before Cyprus ) in Caucasus . The newly created
entity called Azerbaijan , submitted a petition to the
League of Nations to be admitted as a member. The league
of Nations denied the petition due to the fact that: "it cannot be regarded as de jure a full
governing state, as it was not recognized by any member
of the League of Nations, has never formerly constituted
a state, instead was always a part of Mongol, Persian,
and since 1813 Russian Empire, and besides, it is difficult
to ascertain the exact limits of the territory within which
the Government of Azerbaijan exercises its authority" .
In 1918 Karabakh was self governed territory as declared
by the National Council of Karabakh. The population of
Karabakh was at that time 95% - Armenian, 5% - other minorities.
In 1919 an Agreement was signed between Azerbaijan and
Karabakh authorities on future determination of Karabakh
status during the upcoming Peace Conference (after WWI).
Karabakh possessed all attributes of statehood: army, Government,
capacity to enter in international relations, permanent
population. In 1920 Azerbaijan breaches the Agreement of
1919 and invades Shushi regional center, where massacred
about 20% of Armenian population. Karabakh nullifies the
Agreement of 1919.In 1920 Azerbaijan and later Armenia
establishes soviet government. 1921 Moscow and Kars Treaties
were concluded between Turkey and Soviet Russia, and Turkey
and three Soviet Caucasus Republics ( Armenia , Georgia
, Azerbaijan ). According to the treaties Karabakh and
Nakhichavan were passed to Azerbaijan Soviet Republic .
Karabakh declared by Azerbaijan and Armenia Revolutionary
Committees an integral part of Armenia . In 1923 a Treaty
was signed between the Soviet Republics on the establishment
of the USSR . 1923 July 5 a Decision of the Russian Communist
Party Caucasus Bureau was adopted on including Karabakh
in Azerbaijani Republic, granting it large autonomy. 1924
- 1930 formation of Red Kurdistan ordered by Azeri Government,
separation of some Karabakhi parts making it an enclave,
aiming the geographical separation from the Republic of
Armenia . Starting 1930 numbers of complaints and petitions
issued by the Government, authoritative representatives
of the Karabakhi population addressed to the Government
of Armenia and Central Government to redefine the status
of Karabakh and include it in the Soviet Republic of Armenia.
The petitions continued by 1980s due to continuous violations
of the Armenian population's economic, social and political
rights by the Azeri Government due to which the demographic
structure in Karabakh, Baku and other cities of Azerbaijan
settled by Armenians was changing to the benefit of Azeri
people. There is an evidence of national discrimination
against Armenians in Azerbaijan , because the statistics
proves: the number of Armenians in Azerbaijan was decreasing
continuously, which was the result of non favorable policy
applied towards Armenians in Azerbaijan , Karabakh, and
Nakhichevan . In 1988 a Decision of NKAO Soviet of Deputies
to petition USSR , Azerbaijan and Armenian Governments
to hand over Karabakh to Armenia was adopted. Massacres
of Armenians in Sumgait and Baku took place in response.
In 1990 Organizational Committee of Azerbaijan was established,
which displaced Armenians from the 24 villages in an attempt
to change the demography in the region artificially, and
occupied more than half of Karabakh by Azerbaijani military
forces. On March 17, 1991 the USSR leadership conducted
a referendum on preserving the union state ( USSR ). Armenia
and Nagorno Karabakh did not participate in this referendum.
Azerbaijan participated and voted for the preservation
of the USSR . But later in November the same authorities
who were leading the Soviet Azerbaijan Government adopted
the Declaration of Independence of Azerbaijan The USSR
was later dissolved on December 15, after the NKR Referendum
for Independence . On August 30, 1991 the Supreme Soviet
of Azerbaijan adopted the declaration on restoring the
state independence. 1991- August-November Declaration of
Independence of Azerbaijan and adoption of the Constitutional
Act which declared Azerbaijan as the successor of the Republic
of Azerbaijan of 1918 and denied all Soviet heritage, legislation,
except those which approved the territorial integrity of
Azerbaijan . 1991- September 2 Declaration of the NKAO
and Shahumyan District to secede from Azerbaijan in compliance
with the existing USSR law on secession. 1991 December
10 - Referendum as per requirement of the aforementioned
USSR law, where all the population with the right to vote
(except for Azeris, who were provided with ballot papers,
but denied to participate, but nevertheless this can not
be regarded as violation, because the Armenians were 85%
of the population of Karabakh at that time) participated
in the voting directly and voted on the proposed issue
whether they want the NKR be an independent state , adoption
of Declaration of Independence based on the results of
the referendum overwhelmingly in favor of the secession,
and December 28 elections to the Parliament of the newly
established NKR. Both the Referendum and the elections
were observed by the international observers and covered
by media. Establishment of state bodies, army and other
state institutions took place with the support of Armenia
. On September 20 NKR petitioned the UN to admit NKR as
a member of UN. Azerbaijan started large scale military
actions against NKR in 1992, waging war in the region,
shelling rockets onto Stepanakert and Shushi, occupied
Shahumyan district and parts of Karabakh's Martuni and
Mardakert districts. NKR army starts its counteroffensive
and occupies some of the Azeri territory to secure its
population from rocket attacks. In 1994 a Ceasefire Document
was signed by Parliament Speakers of Armenia, Azerbaijan
, and NKR. During the war the UN delivered four Resolutions
related to the conflict, where the principles of the territorial
integrity and prohibition of the use of force for acquiring
territory are enshrined.1991-2006 - Existence of NKR as
an independent state, with its own Government, Political
Parties, President, international relations, permanent
population, and army.
Discussion
In order to determine the current legal
status of the Republic of Nagorno Karabakh there must be
discussed several issues:
. Whether the
Republic of Azerbaijan can claim for territorial integrity
in compliance with the Public International Law (PIL),
in regard of Karabakh based on the fact that Karabakh
belonged to Soviet Azerbaijan in accordance with Kars
Treaty and July 23 Russian Communist Party Caucasus Bureau
(RCPCB) Decree, and in a situation when nowadays Azerbaijan
declared itself the successor of the Republic of Azerbaijan
of 1918-1920, as well as the UN recognition of Karabakh
as a region of Azerbaijan,
. Whether the
Karabakhi population has the right to self determination
in accordance with PIL,
. Whether the
right to self determination of Karabakhi people was exercised
in accordance with PIL and whether it gives Karabakh
a legal basis for the establishment of a state,
. Whether the
self determination principle or territorial integrity
principle (if Azerbaijan can found its position on a
legal and reasonable ground) prevails in the factual
situation formed in Karabakh conflict.
. Whether the
Republic of Azerbaijan can claim for territorial integrity
in compliance with the Public International Law (PIL)
in regard of Karabakh in a situation when (a) nowadays
Azerbaijan declared itself the successor of the Republic
of Azerbaijan of 1918-1920, or based on the fact that
(b) Karabakh belonged to Soviet Azerbaijan in accordance
with Kars Treaty, (c) July 23 Russian Communist Party
Caucasus Bureau (RCPCB) Decree, and (d) the UN recognition
of Karabakh as a region of Azerbaijan, which is reflected
in the UN Resolutions on Karabakh conflict.
The principle of Territorial Integrity
stipulates that state territory and borders must be respected
. But in order to conclude upon this issue all the questions
concerning the situation with Karabakh conflict must be
discussed.
a)Whether Azerbaijan has any right to
claim territorial integrity over Karabakh taking into account
that Azerbaijan has declared itself the successor of the
Republic of Azerbaijan of 1918-1920?
The Public International
Law defines that succession of a state is the shift of
responsibility (in terms of territory, government, treaty
obligations, etc) over a territory from one state to
another . Now to define the situation with the successor
Azerbaijan we need to examine the issue of the territory
and its sovereignty over that territory of the Republic
of Azerbaijan of 1918-1920. PIL defines that a state
is sovereign and its territorial integrity shall be respected
(as enshrined in the UN Charter, Article 1, 2 (4)) as
long as that is a state with territory defined and controlled
by the Government. In the situation with Azerbaijan of
1918-1920, the Armenian side can stated that that state
was only a "proclaimed" state having territory
defined with governmental control over it, but when Azerbaijan
applied to the League of Nations to be admitted as a member,
the League denied the membership application based on the
fact that Azerbaijan never constituted a state in past
(this implies that if it had a state before, it could at
least reasonably ground its pretensions on some territories),
and had no borders with control over it defined. Azerbaijan
of 1918 never possessed Karabakh on legal grounds. In 1918
Karabakh was a self governed entity; moreover an Agreement
was signed in 1919 between Azerbaijan and Karabakh, proving
the fact that at that time Azerbaijan was not even close
to claiming sovereignty over Karabakh, which had its own
army to defend its territory, and its own authoritative
government National Council. So, Azerbaijan of 1918 was
not recognized by the League of Nations or any other state
of the international community, simply because it was clear
that Azerbaijan was an artificially created entity, created
by Turkey , which was following its Pan Turkish ideology.
Here, Azeri side may argue that notwithstanding the fact
of non recognition Azerbaijan of 1918 was a state, supporting
itself by Montevideo Convention signed in 1933, which states
that if a state possesses all attributes of statehood,
it doesn't need to be recognized necessarily; this convention
is the adoption of the theory of Declarative Recognition,
which defines that recognition of a state is only the confirmation
of the state's legal relationship and was well spread after
WWI . But as a counterargument there can be brought again
the fact that the League of Nations didn't even recognize
its territory as defined, qualifying it as disputed, and
besides, the Montevideo Convention was signed in 1933,
and it is not applicable to Azerbaijan of 1918. Also the
declarative theory was not accepted in the world in the
times of WWI due to political unstable situation in the
world, the accept ion of this theory would undermine a
number of countries' political structure. Therefore, Azerbaijan
cannot claim sovereignty over Karabakh as a successor of
a state which didn't have sovereign power over Karabakh
territory during its time of existence, moreover of a state
which hadn't defined borders, wasn't recognized by any
member of the international community, and couldn't qualify
as a state.
As an argument on succession issue Azerbaijan
may claim that in accordance with public international
rule on succession, the succession itself doesn't terminate
the obligations taken by the International Treaties, and
Kars Treaty in particular if the succor admits to do so.
Azerbaijan will be likely to insist on the provisions of
this treaty.
So, (b) the next issues
to discuss is 1) Whether Azerbaijan can claim sovereignty
and territorial integrity over Karabakh based on the
fact that Karabakh was passed to Azerbaijan by the Treaty
signed between Turkey and Azerbaijan, Armenian, and Georgian
Soviet Republics in 1921 with Russian Soviet Republic
participation, and 2) Whether this treaty must be observed
according to one of the major public international principles " pacta sunt
servanda " . The Kars Treaty Article 4 and Annex 1 determine
the borders between Turkey and the three Soviet Republics
, so that Karabakh is inside Azerbaijan Republic 's territory.
Armenian side may argue that this was an illegitimate treaty
as was signed by coercion and thus doesn't have any legal
basis. Armenian side can state that the treaty was prepared
and signed in accordance with Moscow Treaty signed between
Russia and Turkey before Kars Treaty, and that this treaty
repeats all the provisions elaborated in Moscow Treaty,
therefore it may be argued whether two other states (Turkey
and Soviet Russia) have legitimacy and/or jurisdiction
to determine the borders and territories of other states.
Armenia also can support its position based on the fact
that this kind of illegal treaties are subject to termination
of their legal capacity nowadays, as it is internationally
accepted that all states are equal in accordance with UN
Charter Article 2, para. 1, and not any state is permitted
to decide issues of territory concerning other states.
But Azerbaijan may counter argue that if that was an illegal
treaty why then Armenia signed it instead of complaining
about the illegitimacy of the treaty at a more appropriate
time. Armenian side can state in response that in the political
situation of that time of 1920s (economical military exhaustion
caused by war, unstable situation in the region) it couldn't
do anything else, but only declare Karabakh as an integral
part of Armenian Soviet Republic, which it did shortly
after signing the treaty. So, the legitimacy of such a
treaty as Kars Treaty is undermined as it violates the
accepted principle of the equality of all states.
The question whether
the Kars Treaty as an international treaty must be observed
no matter of any succession issue in accordance with
the internationally recognized principle of " pacta sunt servanda " must be
discussed as follows. The principle of " pacta sunt servanda " is
internationally recognized one and it stipulates that:
Every Treaty in force is binding upon the parties to it
and must be performed by them in good faith" (in the words
of the Vienna Convenion on the Law on Treaties, 1969, art.
26., 1986, art. 26)". Of course, the Azerbaijani side will
support its position based on the abovementioned principle,
but the Armenian side has a basis to terminate the power
of the treaty basing its counterargument to terminate the
treaty according to the doctrine "Rebus sic stantibus" accepted
in the international public law. According to this doctrine
a fundamental change in circumstances must be the ground
for termination of an international treaty, and four criteria
need to be met to qualify for termination under this doctrine:
1) the change in circumstances must be of a fundamental
character, 2) the change in circumstances must have been
unforeseen by the parties, 3) the circumstances at the
time of entering into agreement must have been of essential
character, and 4) the change in circumstances must radically
alter the performance of obligations under the treaty.
In this case the change in circumstances is the liberation
of the Soviet Republics from the Soviet communist rule,
and establishment of the new independent "democratic" states.
In accordance to the first criteria this is fundamental
change in circumstances, as it changed the whole political
situation not only on the region but in the world as well.
Second, this change could not be foreseeable by the parties
to the Treaty, as it was signed long before the destruction
of the soviet rule, third, this circumstance of the Caucasus
Republics being Soviet communist republics made this treaty
happen, as if not for Azerbaijan being a communist, Russia
would never agree to pass any territory to it. And fourth,
the change in the political rule in the region essentially
altered the performance of the treaty provisions, because
as soon as Azerbaijan tried to "enforce" the treaty provisions
through military actions after fundamental changes in circumstances,
a war in the region between Azerbaijan and Karabakh began
started. Azerbaijan can only argue here that this principle
of international law is rarely applied and cannot be accepted
in this case as a customary rule. Armenia can argue that
if Azerbaijan can unilaterally denounce the treaty between
the Soviet Republics signed in 1923 on the establishment
of the USSR , as it did by adopting the Constitutional
Act in 1991, why the Armenian side cannot urge and denounce
the treaty of Kars ? Therefore, based on the arguments
from both sides it should be concluded that nowadays claim
of Azerbaijan for sovereignty over Karabakh can not be
considered as legally valid and based on an international
treaty.
In order to support
its position based on the principle of territorial integrity
Azerbaijan can bring to discussion the fact that in July
1923 Karabakh was included in the Soviet Republic of
Azerbaijan by a decree issued by the Russian Communist
Party Caucasus Bureau, so the question is: (c) Whether
the Decree of the Russian Communist Party give a legal
ground for Azerbaijani nowadays claim to sovereignty
over Karabakh? The 1923 CaucasBureau Decree Provision
(a) states: "Coming out of considerations
of national peace between the Muslims and Armenians, as
well as economic nexus between Upper and Lower Karabakhs
and their permanent connection with Azerbaijan , leave
Nagorno Karabakh within the boundaries of the Republic
of Azerbaijan , giving it a status of large autonomy" .
Azeri side can support its position based on this decree
as well as the fact that Karabakh remained under Azeri
Government for about 70 years. Armenian side can question
the legitimacy of this decree by saying that a third country's
political party's decree on the determination of the status
of other territory can not be deemed as legitimate. Azeri
side will argue that if it was not legitimate why Armenia
left it in Azerbaijan for 70 years? Here Armenian side
may prove that starting 1930s Karabakhi authorities and
population, as well as Armenian Government issued numbers
of petitions to redefine the status of Karabakh and unify
it with Armenia addressed to the Central Committee of the
USSR, but was denied. Besides, Armenia may question the
applicability of this decree, as the Republic of Azerbaijan
denied all soviet heritage together with its legislation
by the Constitutional Act of 1991 November by denouncing
the Treaty on Establishment of the USSR as of 1923. Azeri
can counter argue that they denied all Soviet heritage,
except for the laws and documents which are in favor of
Azrtbaijani territorial integrity.
Nevertheless, the Armenian
side can successfully argue the applicability of that
decree now, based on the fact that the policy it was
trying to achieve, as mentioned in the text of the decree,
was not and cannot be achieved in reality: there wasn't
and is no peace between the Muslims and Armenians, there
wasn't and is no permanent connection with Azerbaijan,
there wasn't and is no economic ties between Lower and
Upper Karabakh due to the disastrous policy of separating
the territories form each other of the Azeri Government
and blockade imposed by Azerbaijan now. So, as long as
the policy of the law is not achieved even after 70 years
of its implementation, the law is incorrect and shall
not be taken into consideration as a legal basis for
Azeri claim of territorial integrity.(d) Whether the
Republic of Azerbaijan can claim for territorial integrity
based on the fact that UN recognizes Karabakh as a region
of Azerbaijan , which is reflected in the UN Resolutions
on Karabakh conflict? The rule on territorial integrity
as mentioned above stipulates that the territory of the
state is respected. Azeri side can claim that the UN, the
most authoritative international body in the world recognized
Karabakh as a part of Azerbaijan , and therefore it must
be accepted so. Besides, Azeri side can state that the
resolutions of the Security Council are binding for the
members (as reflected in the UN Charter, Article 25). The
UN Resolution 884 (adopted in 1993) states: "Expressing
its serious concern that a continuation of the conflict
in and around of Nagorny Karabakh region of the Azerbaijani
Republic , and of the tensions between the Republic of
Armenia and the Azerbaijani Republic, would endanger peace
and security in the region ." Azeri side can claim that
the recognition of the Karabakh region as a part of Azerbaijan
by the UN has a binding impact. But the Armenian side can
counter argue that these all four Resolutions of the UN
were adopted in a very contentious period of time after
collapse of the USSR, when many conflicts started on the
territory of the USSR and the UN was trying to preserve
peace and security and the policy was to preserve peace
in the region. It is seen from the texts of the resolutions
itself: "the tensions between the Republic of Armenia and
the Azerbaijani Republic would endanger peace and security
in the region". The UN was trying to achieve peace and
security mistakenly thinking that it will be achieved by
preserving the status under which Karabakh stayed for 70
years. Thus, as the time showed the policy was not achieved,
the conflict was prolonged for other several years, and
by now there is no termination of the conflict. Therefore
the Resolutions and the recognition of the Karabakhi status
can not be deemed binding, as the policy it was aimed to
serve was not achieved. The Armenian side can also raise
the question of the legitimate establishment of the Republic
of Azerbaijan asking: whether the establishment of the
Azerbaijani Republic occurred on the legitimate grounds
taking into account the fact that Azerbaijan declared itself
as a state violating the existing law of the USSR on secession
. The Article 2 of the USSR Law on Secession states : " The
decision on secession of a Soviet Republic from the USSR
is made by the will of the people of that Soviet Republic
by means of a referendum. The decision to conduct a referendum
is to be ratified by the Supreme Soviet of a Soviet Republic
based either on its own will or on the request made by
the 10% of permanent residents who have a right to vote
according to the USSR laws". Armenian side may question
the legitimacy of the establishment of the Azerbaijani
Republic as it was conducted in violation of this law,
as there was no referendum conducted to clarify the will
of the population to independence. Azeri side can argue
this saying that Azerbaijan has declared its denial of
all Soviet laws. But in this case Armenians may ask: Why
then the population of Azerbaijan participated in the Referendum
conducted to support the existence of the USSR on March
17 and voted overwhelmingly in favor of the preservation
of the USSR and why the same authorities who were leading
the Soviet Azerbaijan Government adopted the Declaration
of Independence of Azerbaijan. This fact undermines the
legitimacy of the establishment of a "state", although
its territorial integrity is supported by the UN Resolutions
in regard of the Karabakh conflict. So, in regard of this
issue it can be stated that there is no legal basis to
insist on the establishment of an independent state and
territorial integrity based on the fact that the state
was founded in violation of the existing law and even if
the UN Resolutions confirm the territorial integrity, because
the resolutions' policy is not achieved.
So as a conclusion
of the issue "Whether
the Republic of Azerbaijan can claim for territorial integrity
in compliance with the Public International Law (PIL) in
regard of Karabakh in a situation when (a) nowadays Azerbaijan
declared itself the successor of the Republic of Azerbaijan
of 1918-1920, or based on the fact that (b) Karabakh belonged
to Soviet Azerbaijan in accordance with Kars Treaty, (c)
July 23 Russian Communist Party Caucasus Bureau (RCPCB)
Decree, and (d) the UN recognition of Karabakh as a region
of Azerbaijan, which is reflected in the UN Resolutions
on Karabakh conflict" must be presented as follows: The
Republic of Azerbaijan can not legally base its position
on the principle of the territorial integrity as it is
not applicable to the case with Karabakh due to the arguments
mentioned above.
The next major issue to discuss is:
2) Whether the Karabakhi
population has the right to self determination in accordance
with PIL. The right to self determination is enshrined
in the UN Charter, starting with the purposes of the
UN it is stated according to the Article 1, para 2: To
develop friendly relations among nations based on respect
for the principle of equal rights and self-determination
of peoples , and to take other appropriate measures to
strengthen universal peace. Next, Article 55 of the UN
Charter "respect for
principle of equal rights and self-determination of peoples
is the basis for peaceful and friendly relations among
the nations". Therefore, Karabakh population, which qualifies
as people, under the plain meaning of this word, has the
right to self determination. Here Azeri side will start
to argue that the application of this international norm
violates its territorial integrity, but Armenian side can
state that based on the mentioned above discussion of the
principle of territorial integrity, Azeri claims are not
legally based. Azeri side also can argue that the Charter
provisions had intent to be addressed only to peoples of
the former colonies, but Armenian side can counter argue
that it's applicable to all peoples, because in the text
of the above mentioned articles it is not distinguished
which peoples. But Azeri side can continue arguing that
Karabakh had an autonomous regime under which it could
exercise its right to self determination, but the Armenian
side can state that even under this autonomous regime the
people of Karabakh could not exercise their social, economic
and other rights due to the discriminatory policy of the
Soviet Azerbaijan, and support its position on many facts
of the Azerbaijani abuse of power. Besides, the fact that
the USSR Law on secession , which was in force while implemented
by the Karabakhi people, also provides for self determination
for the people under autonomous regime, and also supports
the Armenian position, because the people living in autonomous
regions also were granted the right to self determination.
The Article 3 of the mentioned USSR Law states "The people
residing in the autonomies are given a right to independently
decide whether to remain in the Soviet Union or in the
seceding Republic as well as to decide on their state legal
status". And Azeri's argument that it doesn't recognize
any Soviet laws, doesn't deem this laws invalid, as many
other former soviet republics seceded in conformity with
this law ( Armenia and Russia amongst them) and were successfully
recognized by the international community. As a conclusion
to this issue we may state that Karabakhi population have
the right to self determination as the principle of it
as enshrined in the UN charter and the international practice
is applicable to this case (bearing in mind that the people
of Karabakh were oppressed by the Azeri Government even
under autonomous regime), and is in full compliance with
the USSR Law on Secession, which was valid at that time.
The next issue to discuss is:
3) Whether the right
to self determination of Karabakhi people was exercised
in accordance with PIL and whether it gives Karabakh
a legal basis for the establishment of a state. In international
public it is largely accepted to exercise the right to
self determination through and based on a referendum
to reveal the will of its population. In a UNESCO International
Conference of Experts on Future of Self Determination
Report it is stated "The exercise
of self determination requires, by its very nature, the
expression of the will of the people. . The holding of
a referendum in order to establish the will of the people
with respect to a change of status and other matters is
a widely accepted act of self determination". Thus, it
is internationally accepted that the referendum is a means
for clarifying the will of the population. This citation
may be denied by the Azeri side, as this report is not
a binding source of law. But Armenian side can state that
in this situation it is very persuasive. As well as the
recent developments showed several countries becoming independent
based on the results of a referendum (Montenegro). Besides,
the international public law defines that " A referendum
is a direct vote of the whole electorate either to accept
or reject a particular proposal. This may be the adoption
of a new Constitution, an amendment, a law.." The referendum
conducted by NKR totally qualifies as the one in conformity
with the international law, as all the population with
the right to vote (except for Azeris, who were in minority)
participated in the voting directly and voted on the proposed
issue whether they want the NKR be an independent state.
The next issue to discuss
is whether the Referendum conducted in NKR in 1991 December
10 can be found legitimate to grant a legal basis for
later establishment of a state taking into account the
fact that it was conducted with the then existing Soviet
law. The USSR Law on secession imposes: "The referendum is to be conducted according to
the referendum law of the USSR , referendum law of a given
Soviet or autonomous Republic if they do not contradict
this law". NK authorities followed and acted in conformity
with that law and all their actions can be found legally
grounded. But still Azerbaijan can claim that before the
NK referendum they had already declared their independence
and annulled Karabakh's autonomous status. But still it
is arguable whether it gives them right to claim for sovereignty
over Karabakh as a non autonomous region, because at the
time when NK was deciding its future status the USSR did
exist and its laws, which were higher in hierarchy, were
in force, and besides, the unilateral denial of the Soviet
laws and actions do not deem them to be legally binding
for other separate entities. Besides, NKR referendum was
conducted properly, it was covered by media and international
observers were present in the election polls. Such kind
of referendums were conducted by Armenia, Russia and other
former Soviet republics in conformity with the USSR Law
on Secession giving to that law a status of a binding source
of international law due to the practice of different states.
In order to eliminate all further doubts
on the issues of self determination vs territorial integrity
another question is to be answered. The issue is:
4) Whether the self
determination principle or territorial integrity principle
(if Azerbaijan can found its position on a legal and
reasonable ground) prevails in the factual situation
formed in Karabakh conflict. Even if we admit that Azerbaijan
can legally claim territorial integrity, we have only
self determination principle to put in front of it. But
according to international customary law enshrined in
UN Resolutions, such as UN Resolution on Quebec issue,
the principle of self determination prevails if the abuse
of power towards the people which chooses to have the
right to self determination is available . The policy
of the principle of self determination of peoples can
be perceived through the Article 1 of the International
Covenant on Economic, Social and Cultural Rights, which
states: "All peoples have the right to self determination.
By virtue of that right they freely determine their political
status and freely pursue their economic, social and cultural
development". This means that if the part of the population
of a country is deprived of the right to normal development
in economical, cultural and social spheres of their life,
they reasonably may claim for self determination. In our
case there is more than needed evidence enshrined in different
works and documents, as well as statistical data proving
that people in Karabakh were deprived of their rights,
were oppressed and were forced to leave their homelands.
There is an objective statistical data proving this and
the example of Nakhichevan region successfully emptied
from Armenians as a result of Azeri national policy was
in front of their eyes. Massacres if the Armenian population,
unreasonable and hostile displacements, hindrance to economic
growth And the fact that from the very beginning of the
existence for the NKAO the people, governmental bodies
were applying to higher bodies to alleviate their situation
is a valid evidence of the hard conditions artificially
created by the Azerbaijani Government. But Azeri side may
counter argue that Karabakh had a large autonomy to decide
upon their domestic issues. But Armenian side may question
such a right under communist rule, when there was no right
to freedom of speech, political or other views. Then Azeri
side can claim that the problem was not the fact that the
Autonomous Region was in the Azeri Republic , but the fact
that all were within the communist rule. It will be difficult
to deny this, but nevertheless there is an evidence of
national discrimination against Armenians in Azerbaijan,
as according to State Statistical Data the number of Armenians
in Azerbaijan and Karabakh was decreasing as a result of
unfavorable conditions created by Soviet Azerbaijani government,
Not to forget mentioning use of force against the civilians,
displacing civilians from their 24 villages, and other
similar facts. Therefore even if Azerbaijan had legitimate
grounds for claiming territorial integrity, the fact of
abuse of their power would give more legal grounds and
capacity to the right of self determination of NK Population
and would definitely prevail.
After the issues of territorial integrity,
self determination and abuse of power discussed we can
start the discussion on NKR status and determine whether
it's current status qualifies for the one of a state.
The standing Issue to decide upon is:
Whether the Republic
of Nagorno Karabakh qualifies as a state in accordance
with International Public Law. According to Public International
Law the State is: "An
entity having exclusive jurisdiction with regard to its
territory and personal jurisdiction in view of its nationals" .
But before starting discussion by elements requires an
issue must be covered: Whether the right to self determination
can imply the establishment of full independence. The Armenian
side can support its position based on the UN General Assembly
Resolution 2625 (XXV) of 1970, which states: "All self-identified
groups with a common identity and the presence of certain
territory receive the right to collectively determine their
political future through democratic way and to be free
from systematic persecution. For the named groups the principle
of self-determination can be realized by different means,
including autonomy within a federal state, confederation
of states, free association, and in certain cases also
full independence " . Here, Azeri side may argue that the
UN GA Resolutions are not binding, but the Armenian side
can base its counterargument on the policy which is achieved
through implementation of this Resolution, as it settles
the conflict and brings peace and security to the region.
Taking into account the fact that the declaration of independence
was adopted based on the results of the Referendum and
in accordance with international law and USSR law on secession;
NKR has to be granted a status of an independent state
which was established through exercise of self determination
right of the people of Karabakh. Now about PIL rule on
State. It requires an exclusive jurisdiction over territory
and population, which only NKR has and implements through
its state institutions (President, Government, Parliament,
Police, Passports, etc), although Azeri side can argue
by saying it is assisted by the Republic of Armenia , but
the Armenian side may counter argue that this is just a
matter of cooperation of two states.
The NKR status can be defined also by
the Montevideo Convention of 1993 which stipulates that
the state has to meet several requirements to be regarded
as a state; these elements are: 1) defined territory, 2)
permanent population, 3) Government, which controls the
territory 4) capacity to engage in international relations.
Now the issue is whether NKR qualifies as a state under
the meaning of the Montevideo Convention?
The sub issue is whether
the requirement of defined territory is met in the NKR
situation. "A territory
is an area of land under the jurisdiction of a governmental
authority" . The Armenian side can successfully argue that:
The requirement of having a defined territory is met, because
Karabakh, as a separate entity had authority to govern
its territory as of 1918, then during its autonomous regime,
and after the declaration of Independence . Azerbaijan
can argue that this territory is not recognized by the
international community as fixed/defined. But the Armenian
side can state that if this requirement is interpreted
very strictly we will wind up with very few states in the
world having fixed borders. There is always a dispute over
some territories of even "developed" states: the example
of Azerbaijan can be brought up, as discussed before, Azerbaijan
claims sovereignty as a successor of 1918 Azerbaijani Republic,
which existed only for two years and which according to
League of Nations decision didn't have fixed territory.
And still it is treated by the UN as a state, and what
about the NKR; the latter exists for more that 15 years,
isn't it the best proof of being a state with efficient
control over the territory. Azerbaijan may argue that it
is mainly supported and subsidized by Armenia . But what
else can Armenia do in these geographical and economical
constrained circumstances: blockade imposed by Azerbaijan
.
The next sub issue
is whether the requirement of having a permanent population
is met. The PIL defines: "A
state population exists only if its overwhelming part at
least is willing to form a particular state" . The plain
meaning "Permanent" is: without any demographical major
changes. The Armenian side can state that the requirement
of having a permanent population is definitely met as willingness
to form a particular state as NKR in our case was reflected
in the results of the referendum conducted in 1991 December
10, and for 15 years no major changes were identified in
the size of the NKR population. 144,000 people live in
NKR, 95% Armenian, 5% other nationality, but before that
within the regime of autonomous region under Azeri Government
major displacements of Armenian population out of Karabakh
took place. In this context Azeri side can not argue anything.
The next sub issue
is whether the requirement of having a government is
met in case of NKR. " A government
is a body that has the authority to make and the power
to enforce laws within a civil, .. organization or group, "to
govern" means to administer or supervise, whether over
a state, a set group of people, or a collection of assets" .
The Armenian side can prove that the Government of the
NKR controls in full and successfully the territory of
NKR and has the legitimate authority for it, due to the
fact that the Parliament and President are elected through
legitimate elections. Azerbaijan may argue that NKR doesn't
control the territory without foreign aid, meaning that
Armenian troops are present in NKR supporting NKR army.
The Armenian side may counter argue that according to the
Montevideo Convention an exception is granted to the states
when it has newly gained its independence, and we know
that it is a newly gained independence in regard of NKR.
Here the Azeri side states that Azerbaijan acquired its
independence at the same time as NKR proclaimed, and still
it is capable of full control of its territory without
other state's aid (but they won't do it because indirectly
they will admit that Karabakh acquired independence). The
Armenian side can argue that nobody may restrict the right
of a state to choose cooperating in all spheres of economical,
political, and security issues, and Azerbaijan also cooperates
in military issues with Turkey and gets a lot of aid. Many
states choose to develop military cooperation in different
forms starting with financial military aid ( Azerbaijan
and Turkey ), finishing with Agreements to safeguard the
borders ( Armenia and Russia ), with their allies and this
fact does not deprive them from their right to be recognized
as fully competent state.
The next sub issue
is whether the NKR has capacity to engage in international
relations. It is defined that "A state must have the competence, within
its own constitutional system , to conduct international
relations with other states, as well as the political,
technical and financial capabilities to do so" The requirement
to have a capacity to engage in international relations
also may be interpreted strictly and loosely. The Azeri
side can claim that NKR doesn't have any diplomatic relations
on a state level. But in our case Karabakh has a number
of Representative Offices in Russia , US, France , has
an Embassy in Armenia . And there can be stated that the
fact that the Ceasefire Agreement was signed and succeeded
is only due to the presence of the NKR as a signatory to
it, and that the fact that more than 10 years of the Agreement'
s implementation proves the successful participation of
NKR in international relations. Besides, many international
organizations conduct humanitarian assistance projects
and none of them would have the right to implement projects
if not for the agreement with the Government of the NKR.
Isn't it a capacity to engage in international relations,
although not very high level, but still very official.
So, NKR qualifies as a state as it meets
all the four requirements for state. But Azerbaijan can
still argue that it's not de jure recognized by any country.
So now the issue is: Whether NKR can claim to be qualified
as a state if it's not recognized de jure by any country?
There are two theories for Recognition: Constitutive and
Declarative . The Azeri side will stick to the Constitutive
theory as it sets a requirement for the state to be recognized
by the international community in order to have a status
of state, but the Armenian side can successfully base its
position on the Declarative theory, as it defines that,
as mentioned in the first pages, Recognition is only a
confirmation of a state status.
The Montevideo Convention
Article 3 states: The political existence of the state
is independent of recognition by other states. Even before
recognition the state has the right to defend its integrity
and independence ..and consequently organize itself as
it sees fit, to legislate upon its interests. and define
the jurisdiction and competence of its courts." . To
conclude it can be stated that the fact that NKR is a
state is a reality; it exists for more than 15 years,
having a legitimate power over its controlled territory,
exercising judicial, executive, and legislative power
in its territory which can not be ignored by the international
community.
As per the discussion of all related issues
we can conclude that Karabakh people possess the right
to self determination, which doesn't violate any international
norm and territorial integrity of Azerbaijan in particular,
as it is not applicable to the case of Karabakh, they (Karabakh
people) exercised this right through legitimate means,
which grants them a legal basis for the establishment of
independence and state, moreover nowadays situation in
NKR proves that all requirements imposed by PIL and Montevideo
Convention are met and due to which it exists for more
than 15 years (although not very long, but still stable),
therefore NKR has to be recognized as a state and member
of international community by the world. It is highly recommended
to support this position to achieve final peaceful solution
in this Karabakh conflict, which can be done by involvement
of Karabakh as a party and participant of all peaceful
negotiations. The fact that the Ceasefire signed by Karabakh
in 1994 brought peace in the region is the best proof that
without Karabakh participation in the process, no successful
solution can be achieved. The question of later unification
with Armenia is not related to this one. We will leave
it for future.
Legal Aspects ( www.armeniaforeignministry.com/fr/nk/legalaspects/legalaspect_full.pdf )
Blueprint for Resolution
Legal Aspects (same place)
www.nkrusa.org/nk_conflict/references.shtml
Legal folder www.nkrusa.org/nk_conflict/legal_folder.html
Legal aspects ( www.armeniaforeignministry.com/fr/nk/legalaspects/legalaspect_full.pdf )
Legal folder www.nkrusa.org/nk_conflict/legal_folder.html
International Law, P.Biryukov, p. 19,
Moscow 1998
Encyclopedia of Public International Law
International Law, P.Biryukov, p. 63,
Moscow 1998
http://en.wikipedia.org/wiki/Pacta_sunt_servanda
Encyclopedia of Public International Law
Pravovaya Papka, http://grants.iatp.irex.am/artsakh/
USSR Law on Secession http://www.nkrusa.org/nk_conflict/ussr_law.shtml
http://www.tamilnation.org/selfdetermination/98unesco.htm#Means
of Attainment of Self-determination .
http://en.wikipedia.org/wiki/Referendum
Legal aspects, Quebec case UN Resolution, http://www.armeniaforeignministry.com/fr/nk/legalaspects/legalaspect_full.pdf
Encyclopedia of PIL, p. 601
Legal Folder, http://www.nkrusa.org/nk_conflict/legal_folder.html
http://en.wikipedia.org/wiki/Territory
Encyclopedia of PIL, p 601
http://en.wikipedia.org/wiki/Government
Capsule Summary, Chapter 4 States
International Law, P. Biryukov, p 63
Montevideo Convention |